RIV · Forms 3, 4, 5
Insider trades at RIVERNORTH OPPORTUNITIES FUND, INC.
No open-market insider buys or sells at RIVERNORTH OPPORTUNITIES FUND, INC. in the last 90 days; 5 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Insider trades in the last 90 days
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| David Swanson | Director | Other | 459 | $10.49 | $5K | Form 4 | |
| RiverNorth Strategic Holdings, LLC | Other | 2,272,728 | $10.49 | $23.8M | Form 4 | ||
| Patrick W. Galley | President | Other | 219,708 | $10.49 | $2.3M | Form 4 | |
| Stephen Andrew O'Neill | Other | 10,000 | $10.49 | $105K | Form 4 | ||
| THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Became an insider (Form 3) | Form 3 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.