PRUDENTIAL FINANCIAL INC SEC filings

Filings

1. 8-KPRUDENTIAL FINANCIAL INCPRS3d

   Prudential reports Q3 2026 results

   • PGIM assets under management: $1.47 trillion
   • PGIM other related revenues: $20 million
   • Alternative investment income: $15-35 million above expectations
2. 8-KPRUDENTIAL FINANCIAL INCPRSOct 9

   Prudential Financial reports Japan business orders

   • Business suspension order for Prudential of Japan extends to Jan 31, 2027.
   • Partial business suspension for Gibraltar applies to Life Consultant channel through same date.
3. 8-KPRUDENTIAL FINANCIAL INCPRSOct 8

   Prudential Financial reports misconduct investigation

   • Filed Form 8-K on 2026-10-08
   • Published investigation report on Japan misconduct
   • Disciplinary actions taken against 146 employees
4. SCHEDULE 13GNeurogene Inc.NGNEOct 8

   Neurogene Inc. (NGNE) reports major stake by Prudential

   • Prudential Financial Inc holds 11.2% of Neurogene Inc.
   • Beneficially owns 2,231,357 shares.
   • Shared voting power: 1,791,746 shares.

   PRUDENTIAL FINANCIAL INC, filed by

5. SCHEDULE 13G/ANational Healthcare Properties, Inc.NHPBPOct 8

   NHPBP: Prudential Financial increased stake

   • Prudential Financial owns 3.1% of NHPBP
   • 1,351,012 shares held jointly
   • PGIM, Inc. holds 2.9% of shares

   PRUDENTIAL FINANCIAL INC, filed by

6. 424B2PRUDENTIAL FINANCIAL INCPRSSep 22

   Securities offering

7. 424B2PRUDENTIAL FINANCIAL INCPRSSep 15

   Securities offering

8. 4PRUDENTIAL FINANCIAL INCPRSSep 14

   11 insider filings

   Andrew F Sullivan, insider filing for PRS

   Show all 11

   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14
   • 4Insider filing for PRSSep 14

   Andrew F Sullivan, reporting

9. 424B2PRUDENTIAL FINANCIAL INCPRSSep 14

   Securities offering

10. 424B2PRUDENTIAL FINANCIAL INCPRSSep 9

    Securities offering

11. 424B2PRUDENTIAL FINANCIAL INCPRSSep 8

    Securities offering

12. 4PRUDENTIAL FINANCIAL INCPRSSep 2

    Robert E Boyle, insider filing for PRS

    Robert E Boyle, reporting

13. 424B2PRUDENTIAL FINANCIAL INCPRSSep 1

    Securities offering

14. 424B2PRUDENTIAL FINANCIAL INCPRSAug 31

    Securities offering

15. 424B2PRUDENTIAL FINANCIAL INCPRSAug 25

    Securities offering

16. 424B2PRUDENTIAL FINANCIAL INCPRSAug 24

    Securities offering

17. 4PRUDENTIAL FINANCIAL INCPRSAug 18

    Ann M Kappler, insider filing for PRS

    Ann M Kappler, reporting

18. 424B2PRUDENTIAL FINANCIAL INCPRSAug 18

    Securities offering

19. 424B2PRUDENTIAL FINANCIAL INCPRSAug 17

    Securities offering

20. 144PRUDENTIAL FINANCIAL INCPRSAug 14

    Ann M Kappler, planned sale of PRS shares

    Ann M Kappler, reporting

21. 13F-HRPRUDENTIAL FINANCIAL INCPRSAug 12

    Institutional holdings report

22. 424B2PRUDENTIAL FINANCIAL INCPRSAug 10

    Securities offering

23. SCHEDULE 13G/AAcadian Asset Management Inc.AAMIAug 10

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC (amended)

    PRUDENTIAL FINANCIAL INC, filed by

24. SCHEDULE 13GPALVELLA THERAPEUTICS, INC.PVLAAug 10

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC

    PRUDENTIAL FINANCIAL INC, filed by

25. SCHEDULE 13GTORTOISE ENERGY INFRASTRUCTURE CORPTYG-RIAug 6

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC

    PRUDENTIAL FINANCIAL INC, filed by

26. 10-QPRUDENTIAL FINANCIAL INCPRSAug 5

    Quarterly report

27. 8-KPRUDENTIAL FINANCIAL INCPRSAug 4

    Current report

28. 4PGIM Private Credit FundPGIMJul 30

    PRUDENTIAL INSURANCE CO OF AMERICA, insider filing for PGIM

    PRUDENTIAL INSURANCE CO OF AMERICA, reporting · PRUCO LIFE INSURANCE CO, reporting · +1 more

29. 8-KPRUDENTIAL FINANCIAL INCPRSJul 24

    Current report

30. 4TORTOISE ENERGY INFRASTRUCTURE CORPTYG-RIJul 17

    PRUDENTIAL INSURANCE CO OF AMERICA, insider filing for TYG-RI

    PRUDENTIAL INSURANCE CO OF AMERICA, reporting · PRUCO LIFE INSURANCE CO, reporting · +1 more

31. 8-KPRUDENTIAL FINANCIAL INCPRSJul 15

    Current report

32. SCHEDULE 13GNational Healthcare Properties, Inc.NHPBPJul 8

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC

    PRUDENTIAL FINANCIAL INC, filed by

33. SCHEDULE 13G/AFrontView REIT, Inc.FVRJul 8

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC (amended)

    PRUDENTIAL FINANCIAL INC, filed by

34. SCHEDULE 13G/ASummit Hotel Properties, Inc.INN-PFJul 8

    Ownership stake disclosure by PRUDENTIAL FINANCIAL INC (amended)

    PRUDENTIAL FINANCIAL INC, filed by

35. 424B2PRUDENTIAL FINANCIAL INCPRSJun 23

    Securities offering

36. 11-KPRUDENTIAL FINANCIAL INCPRSJun 18

    Employee plan annual report

37. 424B2PRUDENTIAL FINANCIAL INCPRSJun 17

    Securities offering

38. 424B2PRUDENTIAL FINANCIAL INCPRSJun 15

    Securities offering

39. 4PRUDENTIAL FINANCIAL INCPRSJun 15

    2 insider filings

    Andrew F Sullivan, insider filing for PRS

    Show all 2

    • 4Insider filing for PRSJun 15
    • 4Insider filing for PRSJun 15

    Andrew F Sullivan, reporting

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