GUG · Forms 3, 4, 5
Insider trades at Guggenheim Active Allocation Fund
No open-market insider buys or sells at Guggenheim Active Allocation Fund in the last 90 days; 5 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for Guggenheim Active Allocation Fund (GUG) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Most recent insider filings
No Form 3, 4 or 5 filings for Guggenheim Active Allocation Fund in the last 90 days. The latest ones on EDGAR:
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Randall C Barnes | Director | Sell | 3,000 | $15.85 | $48K | Form 4 | |
| Ronald Nyberg | Director | Buy | 321 | $15.53 | $5K | Form 4 | |
| Ronald Nyberg | Director | Buy | 1,305 | $15.15 | $20K | Form 4 | |
| Ronald E Toupin Jr | Director | Buy | 1,500 | $15.10 | $23K | Form 4 | |
| Elisabeth Miller | Chief Compliance Officer | Became an insider (Form 3) | Form 3 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.