GECC · Forms 3, 4, 5
Insider trades at Great Elm Capital Corp.
No open-market insider buys or sells at Great Elm Capital Corp. in the last 90 days; 3 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for Great Elm Capital Corp. (GECC) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Insider trades in the last 90 days
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Great Elm Group, Inc. | 10% owner | Other | 111,958 | Form 4 | |||
| Keri Davis | CFO | Award | 7,646 | Form 4 | |||
| Keri Davis | CFO | Award | 1,372 | Form 4 | |||
| Keri Davis | CFO | Tax withholding | 2,972 | $5.37 | $16K | Form 4 | |
| Adam M Kleinman | CCO and Secretary | Award | 15,292 | Form 4 | |||
| Adam M Kleinman | CCO and Secretary | Award | 791 | Form 4 | |||
| Adam M Kleinman | CCO and Secretary | Tax withholding | 3,451 | $5.37 | $19K | Form 4 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.