CAT · Forms 3, 4, 5
Insider trades at CATERPILLAR INC
1 insider sold $26.2M of CATERPILLAR INC stock on the open market in the last 90 days.
Every Form 3, 4 and 5 filed for CATERPILLAR INC (CAT) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Insider trades in the last 90 days
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Lynn J Good | Director | Options or other derivatives | Form 4 | ||||
| David MacLennan | Director | Options or other derivatives | Form 4 | ||||
| Jason Kaiser | Group President | Options or other derivatives | Form 4 | ||||
| Kyle Joseph Epley | Chief Financial Officer | Options or other derivatives | Form 4 | ||||
| Joseph E Creed | Chief Executive Officer | Options or other derivatives | Form 4 | ||||
| Joseph E Creed | Chief Executive Officer | Option exercise | 44,403 | $219.76 | $9.8M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Tax withholding | 12,002 | $812.98 | $9.8M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 480 | $800.19 | $384K | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 540 | $801.10 | $433K | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 280 | $802.10 | $225K | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 750 | $803.39 | $603K | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 520 | $803.86 | $418K | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 1,351 | $805.36 | $1.1M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 3,382 | $806.31 | $2.7M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 6,135 | $807.41 | $5M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 2,639 | $808.20 | $2.1M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 2,137 | $809.08 | $1.7M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 3,041 | $810.31 | $2.5M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 5,035 | $811.31 | $4.1M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 1,280 | $812.09 | $1M | Form 4 | |
| Joseph E Creed | Chief Executive Officer | Sell | 4,831 | $813.72 | $3.9M | Form 4 | |
| Kyle Joseph Epley | Chief Financial Officer | Options or other derivatives | Form 4 | ||||
| Jason Kaiser | Group President | Options or other derivatives | Form 4 | ||||
| Joseph E Creed | Chief Executive Officer | Options or other derivatives | Form 4 | ||||
| Lynn J Good | Director | Became an insider (Form 3) | Form 3 | ||||
| Kyle Joseph Epley | Chief Financial Officer | Options or other derivatives | Form 4 | ||||
| Jason Kaiser | Group President | Options or other derivatives | Form 4 | ||||
| Joseph E Creed | Chief Executive Officer | Options or other derivatives | Form 4 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.