CAPR · Forms 3, 4, 5
Insider trades at CAPRICOR THERAPEUTICS, INC.
No open-market insider buys or sells at CAPRICOR THERAPEUTICS, INC. in the last 90 days; 10 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for CAPRICOR THERAPEUTICS, INC. (CAPR) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Most recent insider filings
No Form 3, 4 or 5 filings for CAPRICOR THERAPEUTICS, INC. in the last 90 days. The latest ones on EDGAR:
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Karen Krasney | EVP, GENERAL COUNSEL | Option exercise | 24,100 | $3.18 | $77K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Sell (10b5-1 plan) | 24,100 | $30.38 | $732K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Option exercise | 24,100 | $3.18 | $77K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Sell (10b5-1 plan) | 24,100 | $30.38 | $732K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Option exercise | 400 | $3.18 | $1K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Sell (10b5-1 plan) | 400 | $30.00 | $12K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Option exercise | 400 | $3.18 | $1K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Sell (10b5-1 plan) | 400 | $30.00 | $12K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Option exercise | 500 | $3.18 | $2K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Sell (10b5-1 plan) | 500 | $30.00 | $15K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Option exercise | 500 | $3.18 | $2K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Sell (10b5-1 plan) | 500 | $30.00 | $15K | Form 4 | |
| Michael T Maurer | CHIEF COMMERCIAL OFFICER | Options or other derivatives | Form 4 | ||||
| Michael T Maurer | CHIEF COMMERCIAL OFFICER | Became an insider (Form 3) | Form 3 | ||||
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Option exercise | 3,000 | $1.39 | $4K | Form 4 | |
| Frank Litvack | Director | Option exercise | 3,937 | $1.39 | $5K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Option exercise | 25,000 | $3.18 | $80K | Form 4 | |
| Karen Krasney | EVP, GENERAL COUNSEL | Sell (10b5-1 plan) | 25,000 | $31.70 | $793K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Option exercise | 25,000 | $3.18 | $80K | Form 4 | |
| Anthony Bergmann | CHIEF FINANCIAL OFFICER | Sell (10b5-1 plan) | 25,000 | $31.70 | $793K | Form 4 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.